CompTIA SecAI+ Study Guide

Exam CY0-001 V1 • Comprehensive Certification Prep

60 Questions 60 Minutes Passing: 600

Prepare for the CompTIA SecAI+ (CY0-001) exam with our newly updated, comprehensive study guide. As Artificial Intelligence reshapes the cybersecurity landscape, mastering AI security, Generative AI defenses, and Machine Learning operations (MLOps) is critical for modern security professionals. This guide covers all four exam domains in detail, from securing AI systems against prompt injection and data poisoning to implementing robust AI governance and compliance frameworks.

Domain 1.0 17%

Basic AI Concepts Related to Cybersecurity

AI types, ML techniques, data security, and AI lifecycle security.

Domain 2.0 40%

Securing AI Systems

Threat modeling, security controls, access controls, data security, and monitoring.

Domain 3.0 24%

AI-assisted Security

AI tools, AI-enhanced attack vectors, and automated security tasks.

Domain 4.0 19%

AI Governance, Risk, and Compliance

Governance structures, AI risks, Shadow AI, and regulatory compliance.

Exam Information

Recommended Experience
3–4 years of IT experience and approximately 2 years of hands-on cybersecurity experience.
Question Types
Multiple-choice and Performance-based.

Domain 1.0: Basic AI Concepts Related to Cybersecurity

1.1 Compare and Contrast Various AI Types and Techniques

Types of AI

  • Generative AI AI systems capable of creating new content (text, images, code, media). Used for threat simulation and security content generation.
  • Machine Learning (ML) Subset of AI enabling systems to learn from data without explicit programming. Foundation for cybersecurity detection systems.
  • Statistical Learning Framework for inference and prediction from data; underpins ML algorithms.
  • Transformers Neural network architecture for sequential data (LLMs, NLP), utilizing attention mechanisms.
  • Deep Learning Subset of ML using multi-layer neural networks; excels at unstructured data (images, text) for threat detection.
  • GANs Generator vs. Discriminator networks. Used for attacks (deepfakes) and defense (synthetic data).
  • NLP Understanding/generating human language (chatbots, log analysis).

Model Training & Prompting

  • Supervised Learning Training with labeled datasets (e.g., malware classification).
  • Unsupervised Learning Finding hidden patterns in unlabeled data (anomaly detection).
  • Reinforcement Learning Learning by interaction/rewards (adaptive security).
  • Federated Learning Distributed training preserving privacy.
  • System Prompts Defining AI behavior and guardrails.
  • Pruning & Quantization Techniques to reduce model size/compute needs.

1.2 Data Security in Relation to AI

Data Processing & Integrity

  • Data Cleansing: Removing errors to prevent "garbage-in-garbage-out".
  • Data Verification: Confirming accuracy and consistency.
  • Data Lineage/Provenance: Tracking origin and transformation for auditing/compliance.
  • Data Balancing: Ensuring equal representation to prevent bias.
  • Data Augmentation: Artificially expanding datasets for robustness.

Technologies

  • Structured vs. Unstructured Data: Databases/CSV vs Images/Text.
  • Watermarking: Embedding markers for content tracing and authenticity.
  • RAG (Retrieval-Augmented Generation): Using Vector Storage and Embeddings for semantic meaning and context.

1.3 Security Throughout the AI Life Cycle

  • Model Development: From business case alignment and data collection (trustworthiness/authenticity) to model selection.
  • Deployment & Validation: Access controls, rollback procedures, and ongoing security validation.
  • Human-centric Design: Human-in-the-Loop (active intervention), Human Oversight (monitoring), and Human Validation (QA).

Domain 2.0: Securing AI Systems

2.1 AI Threat-Modeling Resources

  • OWASP Top 10: LLM Top 10 (prompt injection, data leakage) and ML Security Top 10 (poisoning, model theft).
  • MIT AI Risk Repository & MITRE ATLAS: Databases of AI risks and adversary tactics (mapped to ATT&CK).
  • CVE AI Working Group: Standardized vulnerability tracking for AI.

2.2 & 2.3 Implementing Security & Access Controls

Model & Gateway Posture

  • Model Guardrails: Safety mechanisms, content filtering.
  • Prompt Firewalls: Filtering malicious inputs.
  • Rate/Token Limits: Preventing DoS and resource exhaustion.
  • Input Quotas: Limits on data size and quantity.

Access Control

  • Model/Data Access: Role-based access, authentication.
  • Agent Access: Permissions for autonomous systems.
  • API Security: Keys, OAuth, Network segmentation.

2.4 Data Security Controls

Encryption (Transit/Rest/Use), Anonymization (k-anonymity), Redaction, Masking to protect privacy while maintaining data utility.

2.5 Monitoring and Auditing

Prompt Monitoring

Logging query/response, detecting hallucinations and policy violations.

Cost & Rates

Tracking token usage, compute costs, and request volumes.

Quality & Compliance

Auditing for bias, fairness, accuracy, and access logs.

AI Monitoring Dashboard showing Prompt Monitoring, Cost & Rates Tracking, and Quality & Compliance Auditing

2.6 Attack Evidence & Compensating Controls

Common AI Attacks

Prompt Injection: Malicious instructions bypassing rules.

Data/Model Poisoning: Corrupting training data or model parameters.

Model Inversion/Theft: Extracting data or weights from the model.

Supply Chain Attacks: Compromising third-party models.

Sponge/DoS Attacks: Resource exhaustion.

Jailbreaking: Bypassing safety restrictions.

Hallucination Exploitation: Forcing incorrect outputs.

Domain 3.0: AI-assisted Security

3.1 AI Tools for Security Tasks

Defensive Capabilities

  • Code Analysis: Automated linting, vulnerability detection.
  • Pattern Recognition: Anomaly detection, signature matching.
  • Threat Modeling: AI-assisted identification of attack surfaces.
  • Incident Response: Automated ticket creation, playbook execution.

Tools

  • IDE/Browser/CLI Plugins
  • Security Chatbots & Copilots
  • MCP (Model Context Protocol) Servers

3.2 AI-Enhanced Attack Vectors

  • Deepfakes: Impersonation, misinformation, and disinformation campaigns.
  • Social Engineering: Personalized phishing at scale.
  • Automated Attack Gen: Malware polymorphism, optimize evasion, DDoS traffic generation.

3.3 Automating Security Tasks

Using Low-code/No-code tools, Agents, and CI/CD integration for:

Code Scanning Unit/Regression Testing Automated Rollbacks Document Summarization

Domain 4.0: AI Governance, Risk, and Compliance

4.1 Organizational Governance

AI Center of Excellence Governance Structure showing relationships between Data Scientists, AI Security Architects, and Risk Analysts

Structures

  • AI Center of Excellence: Centralized expertise.
  • Policies: Acceptable use, development standards.

Key Roles

  • Data Scientists & ML Engineers
  • AI Security Architects
  • AI Risk Analysts & Auditors

4.2 Responsible AI & Risks

Comparison of Responsible AI Principles (Fairness, Safety, Transparency) versus Key Risks (Bias, Data Leakage, Shadow AI)

Responsible AI Principles

  • Fairness & Inclusiveness
  • Reliability, Safety, & Privacy
  • Transparency & Explainability
  • Accountability

Key Risks

  • Bias & Discrimination
  • Data Leakage & IP Loss
  • Shadow AI (Unsanctioned use)
  • Model Drift/Performance loss

4.3 Compliance Impact

AI Compliance Pyramid: Corporate Standards at the bottom, International Standards in the middle, and Regulations at the top
  • Regulations: EU AI Act (Risk-based), GDPR.
  • Standards: NIST AI RMF, ISO AI Standards, OECD Principles.
  • Corporate: Data sovereignty, Third-party evaluations (SOC 2).

Acronym Reference

Acronym Definition
ATLASAdversarial Threat Landscape for Artificial Intelligence Systems
GANGenerative Adversarial Network
LLMLarge Language Model
MCPModel Context Protocol
MDLCModel Development Life Cycle
MLOpsMachine Learning Operations
RAGRetrieval-augmented Generation
SLMSmall Language Model

Study Resources & Hardware

Recommended Hardware

  • Laptops & Cloud VMs
  • GPUs (Graphics Processing Units)
  • NVidia Jetson Nano Orin
  • Sandbox environments

Software & Tools

  • Python & R Environments (Jupyter)
  • LLMs & Chatbots (Ollama, GitHub)
  • Vector Databases & Neo4j Graph DB
  • Cloud-based AI studios

This study guide is based on CompTIA SecAI+ CY0-001 V1 Certification Exam Objectives Document Version 3.0

Frequently Asked Questions about CompTIA SecAI+

What is the CompTIA SecAI+ certification?

The CompTIA SecAI+ is a certification designed for cybersecurity professionals who need to secure Artificial Intelligence systems and use AI tools to enhance security operations. It covers the protection of AI models, data privacy, and defense against AI-driven attacks.

Who should take the SecAI+ exam?

It is ideal for Security Analysts, Data Scientists, AI Engineers, and Cloud Security Specialists with 3-4 years of IT experience. It bridges the gap between traditional cybersecurity and the emerging field of AI safety.

What topics are covered in the CY0-001 exam?

The exam covers four main domains: Basic AI Concepts (17%), Securing AI Systems (40%), AI-assisted Security (24%), and AI Governance & Compliance (19%). Topics include LLMs, prompt engineering, adversarial ML, and regulatory frameworks like the EU AI Act.

Is the SecAI+ suitable for beginners?

While it focuses on a new technology, it assumes a foundational understanding of cybersecurity principles (like those found in Security+). It is recommended as an intermediate-to-advanced specialization.